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Tax Information & Documentation

Important tax forms and deadlines for your investments

Tax Forms You May Receive

Depending on your investment activity, you may receive these IRS forms:

• 1099-B (Broker Form): For share sales and capital gains/losses
• 1099-DIV (Dividend Form): For dividends over $10
• 1099-MISC (Miscellaneous Form): For other taxable earnings

Important Deadline

Tax forms issued by: January 31

Forms are mailed and available in your account

You'll receive all applicable tax documents by the IRS deadline each year.

Tax Responsibility Notice

Investment income is taxable: All investment earnings, including dividends and capital gains, are subject to federal and potentially state income taxes.

Professional Advice Recommended: Consult with a qualified tax advisor or CPA to understand your specific tax obligations and optimize your tax strategy.